Financial Conduct Authority-regulated businesses

The Financial Conduct Authority’s (FCA) requirements for external audits vary depending on the nature of the regulated firm and its business structure.

Vista Audit in Surrey provides efficient, cost-effective audits that recognise the specialist nature of FCA-regulated businesses and provide the annual financial statements that form the basis of the prudential information the FCA uses when supervising firms.

In doing so, we are also mindful of identifying issues and risks relating to the FCA’s regulatory objectives of securing an appropriate degree of protection for consumers and protecting and enhancing the integrity of the UK financial system.

For more information on Vista Audit’s services in Surrey, please contact us.